#217 - Chuck Failla: Sovereign Advisor Solutions + goRIA

Chuck Failla: Sovereign Advisor Solutions + goRIA

Hosts Brad Wright and Mike Connaughton are joined by Chuck Failla. Chuck is Founder + CEO
of Sovereign Financial Group in Stamford, CT. as well as Director of Sovereign Advisor
Solutions.
Chuck moved from the independent broker-dealer side of the business to the independent side
and has since taken many other advisors with him, causing Investment News to label him
Broker-Dealers’ Public Enemy #1!
In addition to working with other financial advisors and clients, he's also a regular speaker and
commentator on financial topics and has been featured in Forbes, The New York Daily News,
Reuters, CBS Market Watch and hosts his own goRIA podcast.

They discuss:
How and why advisors choose to go independent
Why tucking in under a smaller RIA might be a better fit than joining a large
aggregator
How to begin the process and how long it takes
What makes Chuck Broker-dealers’ Public Enemy #1

Learn more at: https://www.sovereignadvisorsolutions.com/

Reach out to Chuck: https://www.linkedin.com/in/charlesfailla/

goRIA Podcast: https://www.investmentnews.com/goria/podcasts

Investment News Article: https://www.investmentnews.com/goria/practice-management/revealed-broker-dealers-public-enemy-1/256613